Who We Serve?
Premier Trading & Execution Services
GlobalVest is dedicated to providing innovative brokerage, technology, and trading solutions to institutional clients and professional traders in the US and global markets.
We are dedicated to delivering the best possible trading solutions and service to our clients:
Agency Execution Services for Institutions
At GlobalVest, our business is to know how to get you the best execution for your trades while meeting your specific execution objectives.
Our personal, tailored approach balances a robust trading technology offering with customized services and experienced client care, all at a reasonable price.
Our institutional execution solutions include:
- Institutional agency trade execution
- Outsource trading
- Custody and clearing
- NYSE direct floor access
- Fixed income trading desk
- International trading desk
- Corporate & executive stock services
- Portfolio Margin accounts
Tailored Prime Brokerage Services for Hedge Funds at Every Stage of Growth
We specializes in prime brokerage services for equity-centric hedge funds with less than $250MM under management. Our hedge fund customers can expect personalized service while benefiting from our partnership with a major institutional clearing firms.
Through our network of industry relationships, GlobalVest offers solutions to help accelerate your launch. By providing access to administrators, lawyers, accountants and other proven, trusted service providers, GlobalVest enables you to focus valuable time on creating alpha.
Having the right partner focused on your fund growth is tantamount to your success.Emerging fund managers should be focusing on what they do best -- identify new opportunities and making the investment and trading decisions. Let us to deal with post-trade settlement and clearance, and other administrative and operational issues.
No longer receiving the attention you once did?. Our dedicated team is at your service to address sophisticated needs, whether helping you use robust, proprietary trading algorithms, outsourcing your trading desk or providing access to international markets, Globalvest is committed to being a long-term partner in your growth.
RIAs (Registered Investment Advisors)
Tailored brokerage services for advisors and separately managed accounts
GlobalVest have extensive experience servicing Separately Managed Accounts (SMAs) for all types of individual investors, institutional investors, investors-non-profits, corporates and fund of funds. We support all types of managers and a wide range of strategies, size and experience:
- Established RIA Firms
- Start-Up RIA Firms
- Existing Fund Managers Transitioning From Fund Structure to SMAs
Let GlobalVest leverage your time and improve your operational efficiency, allowing you to focus on what you do best -- managing money and building client relationships. Whether you need trading, market strategy, reporting, or a full suite of sophisticated prime brokerage services, at GlobalVest you get the attention you deserve.
Professional Individual Traders
Direct market access brokerage for active traders
We offer customizable end-to-end premier direct access brokerage solutions to individual professional traders with the same caliber of exceptional service that institutional traders enjoy.
We are ready to bring you high level trading technology, account support, risk management and operational expertise. Our platform neutral approach coupled with our focus on the needs of the professional trader sets us apart from other brokerage firms. Choose from a menu of leading direct access front-ends and APIs, and trade from your own home or office or directly from our downtown Manhattan trading floor.
A few of the things we can offer to professional traders:
- Choice of leading trading platforms & tools
- Industry low cost transaction fees and custom pricing structures
- Extensive easy-to-borrow list with electronic access to stock loan providers
- Direct access to all major liquidity sources: ECNs, exchanges, and dark pools
- API and algorithmic trade automation
- Dedicated access to help desk staff with expertise in remote trading
Proprietary Trading Groups
Specialized services to professional trading groups worldwide with clearing, execution, technology, connectivity and reporting.
Whether your trading group located in New York or Moscow, our trading platforms offer the ultimate speed and reliability while our risk management application provides the precise tools needed to manage your group and give your business the speed and advantage you and your traders require.
If your proprietary trading group is comprised of dozens of individuals or just a few highly active traders, GlobalVest can assist your group in the following areas - all under a competitive and compelling commission structure that takes into account the increased volume of your combined group.
Corporations & Executives
Services to companies and corporate executives looking for experience, knowledge and personal customer service.
If you are looking to buy back shares of your company’s stock that are currently traded on the open market, create 10b5-1 compliant trading plans to officers and directors, trade large block of shares or need out of the box ESOP solution - we can offer a highly personalized and responsive corporate services, while we will guide you through the full range of regulatory compliance and economic issues you need to consider.
Some of the corporate services offered by GlobalVest:
- Corporate Repurchase Programs
- Customized Rule 10b5-1 Trading Plans
- 144 Restricted Stock Transactions
- Block Trading
- Employee Stock Options Plans (ESOP)
Foreign Broker Dealers
We serve Non-US based securities firm and banking organizations who would like to offer their clients execution services in US and Global Equities & Options.
We offer the following foreign broker schemes:
Fully disclosed clients will open and fund the account directly with GlobalVest. The clients will be able to trade via one of our DMA platforms or the broker may input trades on behalf of his clients. Foreign broker will provide his clients with customer service, trade support and marketing.
Fully disclosed clients will open and fund the account with the foreign broker. The clients will will be able to trade via one of our DMA platforms or the broker may input trades on behalf of his clients. Foreign broker will provide his clients with customer service, trade support, and cashiering functions and marketing.
All trades are combined in a consolidated account. Foreign broker will monitor all client trades and set risk parameters and buying power.
GlobalVest will be able to provide the foreign broker with a 3rd party solution for reporting and accounting.
The clients will be able to trade via one of our DMA platforms or the broker may input trades on behalf of his clients. Foreign broker will provide his clients with customer service, trade support, and cashiering functions and marketing.
Delivery versus Payment (DVP)
Self-directed DVP broker dealers access to all of our trading platforms and can enter and execute orders with speed and anonymity.
We deliver trades to your account at clearer/bank of choice at the end of each day, on an averaged price basis or each partial execution.